Integrity Brokerage Services, Inc.
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DISCLAIMER
 
 
 
This website is offered to you, the user, conditioned upon your acceptance of the terms, conditions and notices contained herein. Your use of this website constitutes your agreement to all such terms, conditions and notices. It is understood and agreed that Integrity Brokerage Services, Inc. ("Integrity") may make improvements and/or changes to the information provided in this site at any time and that such changes will be incorporated into new editions of the website.

You may be able to access other websites through links provided by Integrity. The material available on these sites has been produced by independent providers that are not affiliated with Integrity. Any opinions or recommendations expressed are solely those of the independent providers and are not the opinions or recommendations of Integrity. Integrity does not provide any legal, tax, or accounting advice. The information provided does not constitute a solicitation by Integrity of the purchase or sale of securities or advice and nothing on this site constitutes an offer or solicitation of these securities, products, or services in any jurisdiction where their offer or sale is not qualified or exempt from registration.

The information contained herein is obtained from sources believed to be reliable but is not guaranteed as to its accuracy or completeness. This information is provided solely for your convenience and you should consult with your broker and refer to your confirmations and monthly statements for a true reflection of your account status and activity. Prior to the execution of a security transaction based upon the information provided herein, you are advised to consult with your broker to verify pricing information. This website could include technical or other inaccuracies, errors or omissions. In no event shall Integrity, any of its affiliates, or any independent provider/transmitter of information be liable to you or any third party for the accuracy or completeness of any information available on this website or for any decision made or action taken by you in reliance upon such information. Likewise, Integrity and its affiliated entities or independent provider/transmitter of information shall not be liable for any investment decisions or other actions taken by you based upon the information provided on this website.

All information provided on this website is provided "as is" without warranty of any kind, either express or implied, including, but not limited to the implied warranties of merchantability, fitness of a particular purpose or non-infringement. In no event shall Integrity or any of its affiliated entities be liable for any special incidental, indirect or consequential damages whatsoever, including, without limitation, those resulting from loss of use, data or profits, whether or not advised of the possibility of damage, and on any theory of liability, arising out of or in connection with the use of this website or with the delay or inability to use it.

   
     
 
In the event that Integrity Brokerage Services, Inc. undergoes a Significant Business Disruption we have planned for and will address various issues.

In the event that our corporate office location (800-863-7511/service@integrity-brokerage.com) or local business district area is damaged, destroyed or prevents us from utilizing our computers, phones or other equipment we have the following plan in place. We will utilize our back up office location, which has phones, computers and internet access allowing us to seamlessly meet your investment needs. We plan on 100% continued business operation. Our phones can be remotely forwarded to our back up location in a matter of minutes and our telecommunication links are already in place and ready to be utilized. We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm's books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

In the event that the entire city, region or state is damaged, destroyed or prevents us from utilizing our office computers, phones or other equipment we have the following plan in place. We will utilize our clearing firm to handle equity orders. Our phone message will be adjusted to provide an alternate telephone number (800-487-4531) directly to the Penson Financial trading desk for orders and customer service assistance. We plan on 100% continued business operation with the help of our business partner, Penson Financial Services.

Our back up facility is located at 1945 Stewart St. Oceanside, CA 92054 for the first scenario and 1700 Pacific Ave. #1400 Dallas, TX for a the second scenario. The plan above is proprietary and this information is only for clients and associated people of Integrity Brokerage Services, Inc. The above plan is subject to frequent review and modification. Any changes made will be immediately updated and posted on our website www.integrity-brokerage.com. If you have any questions you may request a written copy of the plan at any time by calling our offices at 800-863-7511.

 
     
© Integrity Brokerage Services, Inc. • 1945 Stewart St, Oceanside, CA 92054 • (800) 863-7511
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